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IV.
How is the balance struck between free expression and regulation of the
pubic workplace?
A. The terms of this balance are remarkably vague, as is the
ultimate protection given to the speech of public employees. It is
therefore necessary to take some care to speak in a way that is likely
to be protected.
B. The two parts of the balance in Pickering v.
Board of Education are:
1. The employee's interest "as a citizen in commenting upon
matters of public concern."
2. And the employer's
interests "in promoting the efficiency of the public services it
performs through its employees." 391 U.S. at 574.
C. Under the first part of the balance, the speech of public
employees that more closely resembles the speech of citizens receives
greater protection.
1. Use of a traditional forum for public debate, such as a letter
to the editor, discussions with a reporter, or comments at a public
meeting, enhance the degree of protection. Pickering itself held that a
public employee could not be discharged for sending a letter to the
editor.
a. In Perry v. Sindermann, 408 U.S. 593, 594-95 (1972), the
Supreme Court suggested that the same treatment should be given to a
teacher's statements before legislative committees and in a paid
newspaper advertisement.
b.
Other cases have also protected employees from retaliation based on
statements to the press. In Watters v. City of Philadelphia, 55 F.3d
886, 897-99 (3d Cir. 1995), the civilian manager of an employee
assistance program for the Philadelphia Police Department made
statements quoted in a newspaper article about the lack of formal
policies for the program. The court held that he could not be fired for
these statements.
2. Likewise, casual conversation of public employees, which does
not differ in substance from conversations among private individuals,
also receives protection.
a. An interesting case is Rankin v. McPherson, 483 U.S. 378
(1987), in which a secretary working in a sheriff's office was
discharged for remarks made to a fellow employee following an
assassination attempt on President Regan. The secretary, who was black,
expressed surprise that the attempt was made by a white person, since
she thought the policies of the Regan administration did not favor black
people. She concluded the conversation with the statement, "if they
go for him again, I hope they get him." This statement was
overheard by a third employee in the office who told the sheriff and who
in turn fired the secretary.
b. After finding that the quoted statement was part of a larger
conversation about government policy, and so a matter of public concern,
the Supreme Court held that any disruptive impact from it was minimal
because it was made in a private conversation. 483 U.S. at 386-87.
Although the Court emphasized the minimal effect on the employer's
interest in efficient operation of the sheriff's office, this followed
from the informal nature of the secretary's statement. As Justice Powell
said in his separate opinion, "it will be an unusual case where the
employer's legitimate interests will be so great as to justify punishing
an employee for this type of private speech that routinely takes place
at all levels in the workplace." 483 U.S. at 393.
c. Four dissenters, however, focused on the precise nature of the
secretary's quoted statement and found it not to be protected, both
because it was not on a matter of public concern and because it was
inconsistent with the operation of the sheriff's office. 483 U.S. at
394-402 (Scalia, J., dissenting).
3. The protection of public employees starts to erode when they
make statements under color of official authority.
a. In Moore v. City of Mountain Home, 72 F.3d 568, 570 (8th Cir.
1995), a police officer was demoted for writing a letter on departmental
letterhead complaining that sheriff's deputies were violating a policy
requiring suspects to be arrested who had blood alcohol levels above the
legal limit. The court found that a letter sent outside the chain of
command could damage relations between the police department and the
sheriff's office.
b. By contrast, in Latino Officers Association v. Safir, 1997 West
Law 426099 (S.D.N.Y. 1997), the court denied a police department the
power to require officers to obtain approval in advance of any speaking
engagement when the officers were not speaking in an official capacity.
4. Law enforcement agencies also have considerable discretion over
the uniforms worn by their officers and the occasions on which uniforms
may be worn. This control, however, is not unlimited.
a. Thus in Immigration and Naturalization Service v. FLRA, 855
F.2d 1454, 1466 (9th Cir. 1988), the court upheld the power of the INS
to prohibit officers from wearing a union insignia on their uniform.
b. Also, in Thomas v. Whalen, 51 F.3d 1285, 1290-91 (6th Cir.
1995), cert. denied, 116 S. Ct. 518 (1996), a police lieutenant was
properly disciplined for appearing before an NRA group while wearing
official insignia and identifying his rank. The court recognized the
lieutenant's right to debate the merits of gun control, and to identify
his employer, but not his right to use his uniform and his rank to
advocate his views.
c. Again by contrast, in Latino Officers Association v. New York,
1997 West Law 473972 (S.D.N.Y. 1997), the court recognized the right of
police officers to march in uniform in support of an Hispanic
organization not officially recognized by the department, when the
department allowed such activity on behalf of another Hispanic
organization that it did recognize.
D. On the opposite side of the balance, concerned with maintaining
the efficiency of a public agency, employees must take care to avoid
unnecessarily disruptive speech.
1. The degree of disruption must be greater than what ordinarily
results from criticism of a public agency, even criticism from a
knowledgeable insider. This kind of disruption is just a consequence of
the speech about government that the First Amendment is designed to
protect.
2. Disruption of the close working relationship between law
enforcement officers is another matter. This factor weighs heavily in
favor of regulating speech because of "the need for maintaining a
close working relationship in quasi-military organizations like police
departments." Busby v. City of Orlando, 931 F.2d 764, 774 (11th
Cir. 1991).
a. In Morris v. Crow, 117 F.3d 449, 458 (11th Cir. 1997), an
employee of a sheriff's department was properly disciplined for using
profanity in criticizing a superior in the presence of co-workers.
b. So, too, in Dunn v. Carroll, 40 F.3d 287, 292 (8th Cir. 1994),
an administrative assistant was fired for calling the district fire
chief a "liar" at a public meeting. Under Connick v. Myers,
this form of speech was so disruptive that it transformed a debate on an
issue of public concern into a caustic personal attack that was wholly
unprotected.
c. One court has even gone so far as to find a press release and
public statements by police officers on the discriminatory impact of
stop-and-frisk tactics to be unprotected. In Byrd v. Gain, 558 F.2d 553
(9th Cir. 1977), cert. denied, 434 U.S. 1087 (1978). The court reasoned
that the First Amendment does not allow police officers "publicly
to hector their department and its superior officers by language
calculated to inflame the public or part of it against the police and to
affect adversely the morale and discipline of the department." 558
F.2d at 554.
3. As officers seek higher positions, criticism of their superiors
can be relevant to promotion decisions.
a. Thus a lieutenant was properly suspended with pay for
criticizing the policies of the police chief in a letter to him. The
police chief legitimately found the letter insubordinate in tone and
inconsistent with the loyalty required of his immediate subordinates.
Campbell v. Towse, 99 F.3d 820, 829-30 (7th Cir.), cert. denied, 117 S.
Ct. 1254 (1997).
b. In another case, a police captain was properly reassigned after
his complaints about and investigation of the police chief, made
ostentatiously at the police station, severely undermined morale in the
department. Bryson v. City of Waycross, 888 F.2d 1562, 1567 (11th Cir.
1989).
c. The same result was also reached in German v. Kansas City, 776
F.2d 761 (8th Cir. 1985), cert. denied, 479 U.S. 813 (1986). The
president of the local firefighters union was denied a promotion to a
management position based on a letter sent to city and department
officials that amounted to a personal attack on the fire chief.
4. Speech that adversely affects the reputation of a law
enforcement agency, again apart from the ordinary effects of criticism,
also can be the basis for disciplinary action.
a. In Jefferson v. Ambroz, 90 F.3d 1291, 1297 (7th Cir. 1996), an
officer was fired for assuming the identity of a gang member on a radio
call-in show and speaking out against the police department and the
court system in terms offensive to the public.
b. Rights to free speech and free association have also been
limited as applied to racist organizations. In McMullen v. Carson, 754
F.2d 936, 939 (11th Cir. 1985), a clerical employee in a sheriff's
office was properly discharged for appearing as a recruiter for the Klu
Klux Klan on local television.
c. What constitutes racist speech that is subject to discipline,
however, can depend upon fine distinctions. For instance, in Tindle v.
Caudell, 56 F.3d 966, 970 (8th Cir. 1995), the appearance of officers in
black face at a private party did not amount to protected speech on an
issue of public concern. But in Berger v. Battaglia, 779 F.2d 992,
998-1002 (4th Cir. 1985), cert. denied, 476 U.S. 1159 (1986), a public
performance of early twentieth century music in black face was held to
be fully protected speech.
d. Disclosures of confidential information can also be grounds for
discipline, on such obvious matters as the contents of criminal
investigation and even in one case for publication of confidential
information about labor union negotiations. Heil v. Santoro, 1997 West
Law 102451 (S.D.N.Y. 1997).
Continued
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